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Andrew Horton

3 Years of Experience
BrokerSells Insurance

Andrew Horton is a registered investment advisor, based in Austin, TX, with 3 years of industry experience.

Location

3711 S Mopac Expy, Suite 150, Austin, TX, 78746

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Andrew is an agent for 49 Financial, providing fixed insurance services, and an Investment Advisor Representative for 49 Wealth Management. He is also a Registered Representative with Oakwood Capital Securities and a Fixed Insurance Agent with Financial Independence Group. These activities take up a significant amount of Andrew's time.

Employment History
Current Registrations
Oakwood Capital Securities, INC.Broker
July 2024 - Present · 1 yr 9 mos
49 Financial
June 2024 - Present · 1 yr 10 mos
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
July 2022 - January 2024 · 1 yr 6 mos
State Registrations3 states
CAPATX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.