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Zhaoxia Lin

Rwm Capital, LLC
3 Years of Experience
Sugar Land, TX
Sells Insurance
View SEC Summary
View SEC Summary

Zhaoxia Lin is a registered investment advisor at Rwm Capital, LLC, based in Sugar Land, TX, with 3 years of industry experience. Zhaoxia operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,439 clients with $220M in assets under management.

Rwm Capital, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
13 advisors
Number of Clients
1,439 clients
Average Client Portfolio
$155K average
Assets Under Management
$222.4M

Fee Structure

Minimum Investment:$250K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.90%

The maximum annual advisory fee is 1.90% of assets under management, determined by the scope, complexity, amount of time, or expertise required. This fee includes compensation received by any sub-adviser.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

1600 Highway 6, Suite 340, Sugar Land, TX, 77478

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Zhaoxia works full-time as an insurance sales agent for Western Southern Life, holding licenses in life, accident, health, and HMO insurance. This activity takes about half of Zhaoxia's time and occurs during securities trading hours.

Employment History
Current Registrations
Rwm Capital, LLC
April 2023 - Present · 3 yrs 6 mos
Previous Registrations
W&s Brokerage Services, INC.Broker
October 2022 - January 2023 · 3 mos
State Registrations1 state
TX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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