TrueAdvisor
TrueAdvisor
AA
AA

Albert Mclemore Alexander

Prospera Financial Services, INC.
2 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningTax Planning
Prospera Financial Services, INC.
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
275 advisors
Number of Clients
15,632 clients
Average Client Portfolio
$628K average
Assets Under Management
$9.8B

Fee Structure

Minimum Investment:None

Location

5100 Poplar Ave, Suite 1501, Memphis, TN, 38137

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Prospera Financial Services, INC.Broker
September 2024 - Present · 1 yr 5 mos
Prospera Financial Services, INC.
September 2024 - Present · 1 yr 5 mos
Previous Registrations
B. Riley Wealth Advisors, INC.
August 2024 - September 2024 · 1 mo
B. Riley Wealth ManagementBroker
August 2024 - September 2024 · 1 mo
Charles Schwab & CO., INC.
March 2024 - June 2024 · 3 mos
Charles Schwab & CO., INC.Broker
January 2023 - June 2024 · 1 yr 5 mos
State Registrations26 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.