Thomas Kowalkoski is a registered investment advisor, based in Kentwood, MI, with 2 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold.
Location
2687 44th Street Se, Kentwood, MI, 49512
Get directionsHistory
Regulatory History (1)
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Criminal
June 2024Final Disposition
Employment History
Current Registrations
Regulus Financial Group, LLCBroker
December 2024 - Present · 1 yr 10 mos
Regal Investment Advisors LLC
December 2024 - Present · 1 yr 10 mos
Previous Registrations
J.P. Morgan Securities LLC
March 2024 - April 2024 · 1 mo
J.P. Morgan Securities LLCBroker
March 2024 - April 2024 · 1 mo
Fidelity Brokerage Services LLCBroker
June 2023 - August 2023 · 2 mos
State Registrations1 state
MI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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