Charles Simmonds is a registered investment advisor, based in Westport, CT.
Location
61 Jesup Road, Westport, CT, 06880
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Robertson Stephens
September 2025 - Present · 7 mos
Robertson Stephens Capital Markets, LLCBroker
September 2025 - Present · 7 mos
Previous Registrations
Rockefeller Capital Management
September 2023 - November 2023 · 2 mos
Rockefeller Financial LLCBroker
August 2023 - November 2023 · 3 mos
State Registrations1 state
CT
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.