Jason Kaplan is a registered investment advisor at Neptune Wealth, based in St. Petersburg, FL, with 1 years of industry experience. Jason operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 73 clients with $36M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.25% |
| $250K - $500K | 1.00% |
| $500K - $2.0M | 0.90% |
| $2.0M - $3.0M | 0.80% |
| $3.0M - $5.0M | 0.70% |
| $5M+ | 0.70% |
Fees are for Comprehensive Financial Planning. Fees are negotiable for accounts over $5,000,001. Asset Management Only fees are: - $0 - $250,000: 0.80% - $250,001 - $500,000: 0.75% - $500,001 - $2,000,000: 0.70% - $2,000,001 - $3,000,000: 0.60% - $3,000,001 - $5,000,000: 0.50% - $5,000,001 and Above: Negotiable
Fee Estimator
Location
St. Petersburg, FL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Employment History
Current Registrations
Neptune Wealth
Previous Registrations
Northwestern Mutual Investment Services, LLCBroker
State Registrations1 state
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