WH
WH

William Haring

3 Years of Experience
New York, NY
Broker

William Haring is a registered investment advisor at Dominari Securities LLC, based in New York, NY, with 3 years of industry experience. William is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Investment Management, and 1 more. Their firm serves 63 clients with $28M in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
17 advisors
Number of Clients
63 clients
Average Client Portfolio
$445K average
Assets Under Management
$28.0M

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $5.0M1.25%
$5.0M - $10.0M1.00%
$10.0M - $25.0M0.85%
$25.0M - $50.0M0.65%
$50.0M - $75.0M0.50%
$75M+0.45%

Fees are negotiable based on account composition, location of assets, and pre-existing relationships.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Loading...

Location

725 Fifth Avenue, 23rd Fl., New York, NY, 10022

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Dominari Securities LLC
December 2023 - Present · 2 yrs 10 mos
Dominari Securities LLCBroker
August 2023 - Present · 3 yrs 2 mos
State Registrations12 states
CACOCTDEFLIDMAMINJNYPRRI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors