Nicholas Gleisner
Nicholas Gleisner is a registered investment advisor at Calton & Associates, INC., based in Mesa, AZ, with 2 years of industry experience. Their practice areas include Education Planning, Estate Planning, Insurance Planning, Investment Management, and 1 more. Their firm serves 5,283 clients with $1.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Calton charges a percentage of your portfolio for investment management, up to 2.60% annually. This fee may be negotiable. The exact fee depends on the representative managing your account and the program you select. You may also incur additional fees from third-party money managers. Calton bills quarterly, either in advance or arrears. You can terminate the agreement with 30 days' notice, and any unearned fees will be refunded. Some clients may be charged performance-based fees.
Location
1745 S Alma School Rd, Suite 135, Mesa, AZ, 85210
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Regulatory History (1)
Criminal
October 2008Other Business Activities
Nicholas works as a consultant, providing accounting and M&A consulting to assist sellers in the sale of their business, primarily in the healthcare sector. This takes about 10-20% of his time, with a few hours per week during securities trading hours.
Employment History
Current Registrations
Calton & Associates, INC.
Calton & Associates, INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.