Sailesh Katara is a registered investment advisor at Tappalpha, based in Seattle, WA, with 2 years of industry experience. Sailesh operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 1 clients with $31M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
TappAlpha manages separately managed accounts (SMAs) and charges a performance fee of 20% on any net positive options income earned in the SMA each month. No management fees are applied to gains or dividend income on shares held in the SMA. No performance fee is charged in a month in which the SMA does not earn a net positive options income.
Location
3700 W Lawton St, Seattle, WA, 98199
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Sailesh manages a residential real estate investment property. This activity is not investment-related.
Employment History
Current Registrations
Tappalpha
State Registrations1 state
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