Aaron Rosenthal is a registered investment advisor at Cain, Watters & Associates, LLC, based in Frisco, TX, with 2 years of industry experience. Aaron operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 3,397 clients with $5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $3.0M | 0.80% |
| $3.0M - $5.0M | 0.75% |
| $5.0M - $10.0M | 0.60% |
| $10.0M - $15.0M | 0.50% |
| $15.0M - $20.0M | 0.45% |
| $20.0M - $25.0M | 0.40% |
| $25M+ | 0.35% |
Fees are negotiable at the firm's discretion. Other investment programs have different fee structures, such as the Pooled Investment Program at 0.65% total and Separately Managed Account Program charging up to 0.66% for Cain, Watters & Associates plus up to 0.70% for third-party managers.
Fee Estimator
Location
17 Cowboys Way, Suite 300, Frisco, TX, 75034
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Employment History
Current Registrations
Cain, Watters & Associates, LLC
State Registrations1 state
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Exams
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