Asako Okuma
Asako Okuma is a registered investment advisor at LPL Financial LLC, based in Carlsbad, CA, with 2 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
3205 Rancho Milagro, Carlsbad, CA, 92008
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Regulatory History (1)
Financial
March 2020Other Business ActivitiesSells Insurance
Asako operates her LPL business through JFC Advisor Network. She also works as an online English tutor and does translations, dedicating a few hours per week to each of these activities, and receives trails from non-variable insurance.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
LPL Financial LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.