Mark Kohn
Mark Kohn is a registered investment advisor at LPL Financial LLC, based in Carlsbad, CA, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
5927 Balfour Court, Ste 101, Carlsbad, CA, 92008
Get directionsHistory
Regulatory History (1)
Judgment / Lien
March 2022Other Business ActivitiesSells Insurance
Mark is involved in non-variable insurance activities through Kohn Wealth Management and as an insurance agent. These activities each take about 10% of his time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Guardian Investor Services CorporationBroker
Robert W. Baird & CO. IncorporatedBroker
Northwestern Mutual Investment Services, INC.Broker
Bessemer Investor Services, INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.