Celia Garcia is a registered investment advisor at LPL Financial LLC, based in Carlsbad, CA, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Carlsbad, CA
Get directionsHistory
Regulatory History (2)
Customer Dispute
September 2007Customer Dispute
January 1995Other Business Activities
Celia operates as a financial advisor under a DBA for her LPL business. She also owns rental real estate, dedicating minimal time to it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Wedbush Securities INC.
Wedbush Securities INC.Broker
Painewebber IncorporatedBroker
Kober Financial CORP.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Horizons International CorporationBroker
The Stuart-James Company, IncorporatedBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.