Christopher Roming
Christopher Roming is a registered investment advisor at Independent Financial Group, LLC, based in Goodyear, AZ, with 1 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 44,045 clients with $11B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IFG offers investment management through various programs, including AccessPoint, Custom Asset Management, and Third Party Asset Managers. Fees are based on a percentage of the value of your account and are negotiable. Transaction charges may also apply. The maximum advisory fee is 3.00% per year. IFG and its IARs may receive additional compensation from product sponsors, which creates a conflict of interest.
Location
15150 W Park Place, Suite 303, Goodyear, AZ, 85395
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Regulatory History (1)
Financial
October 2024Other Business ActivitiesSells Insurance
Christopher is a Managing Director for Amerilife of Arizona, focusing on health and life insurance sales, as well as agent recruitment and training.
Employment History
Current Registrations
Independent Financial Group, LLCBroker
Independent Financial Group, LLC
Previous Registrations
Principal Securities, INC.
Principal Securities, INC.Broker
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Brookstone Capital Management LLC
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.