Michael John Bottoni

Herold Advisors, INC.

Broker

View SEC Summary

Areas of Practice

Investment Management

Herold Advisors, INC.

Compensation

Fee-Only (AUM)

Firm Size

11 advisors

Number of Clients

523 clients

Average Client Portfolio

$936K average

Assets Under Management

$489.7M

Fee Structure

Financial Planning:Investment management only

Location

35 Pinelawn Road, Suite 101E, Melville, NY, 11747

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Other Business Activities

Michael is a registered investment advisor with Lantern Wealth Advisors, LLC, providing wealth management solutions. This activity takes nearly full-time hours and occurs during securities trading hours.

Employment History

Current Registrations

Herold Advisors, INC.

June 2025 - Present · 8 mos

Herold & Lantern Investments, INC.Broker

May 2025 - Present · 9 mos

Lantern Wealth Advisors, LLC

May 2025 - Present · 9 mos

State Registrations30 states

CACTDCDEFLGAHIIDILKSLAMAMDMIMONCNHNJNVNYOHORPASCTXUTVAVTWAWI

AdvisorBrokerBoth

Exams

No exam information available for this advisor.