John Cabala
John Cabala is a registered investment advisor at Osaic Wealth, INC., based in Fort Collins, CO, with 43 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Education Planning, Estate Planning, and 5 more. Their firm serves 575,512 clients with $230B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers several investment management programs where fees are charged as an annual percentage of your portfolio, typically billed monthly or quarterly. Because individual financial professionals negotiate their own fee schedules and programs vary by platform, exact rates depend on the specific account type and manager selected.
- Advisor Managed Portfolios and Unified Managed Account Programs — Fees vary based on negotiations with your financial professional and the specific asset allocation models or third-party managers chosen.
- Plan Participant Retirement Program — Annual management fees charge up to 3.00% of your account assets, structured as a fixed percentage or a tiered fee schedule.
- Program Annuities — Annual advisory fees for managing outside annuities will not exceed 1.50% of program assets for new accounts.
Account minimums vary widely by program, ranging from $5,500 to $10,000 for certain automated or platform accounts, while other programs depend on the specific investment product or third-party manager.
Location
Fort Collins, CO
Get directionsHistory
Regulatory History (1)
Criminal
July 1967Other Business ActivitiesSells Insurance
John is involved with raising and racing horses, oil and gas production, and outside sales of non-variable insurance. He also uses Global Vest Wealth Management as a DBA.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
Rmin Securities, INC.Broker
Allstate Financial Services, LLCBroker
Multi-Financial Securities CorporationBroker
R.W. Smith & Associates, INC.Broker
Syndicated Capital, INC.Broker
Fundmark Investment Company Services, INC.Broker
Swift Energy Marketing CompanyBroker
Endeavor GroupBroker
Bondy-Bales Securities, INC.Broker
Market Street Securities CORP.Broker
Brock Securities CorporationBroker
H. J. Tessier & CO., INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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