Daniel Bott
Daniel Bott is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Scottsdale, AZ, with 49 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
23655 N Scottsdale Rd, Scottsdale, AZ, 85255
Get directionsHistory
Regulatory History (1)
Customer Dispute
November 1981Other Business Activities
Daniel is the owner of New Financial Frontiers LLC, providing knowledge-based information and related services to investment management consultants, dedicating minimal time. He also has ownership in Valley Iceplex Professionals LLC and is involved with Bott Motorsports and the Academy of Model Aeronautics Foundation.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Previous Registrations
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
Salomon Smith Barney INC.Broker
Lehman Brothers INC.Broker
E. F. Hutton & Company INCBroker
Painewebber IncorporatedBroker
Wedbush, Noble, Cooke, INCBroker
Kidder, Peabody & CO. IncorporatedBroker
Kidder, Peabody & CO., IncorporatedBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.