David Welton is a registered investment advisor, based in Charlotte, NC, with 50 years of industry experience.
Location
300 E. Kingston Ave., Charlotte, NC, 28203
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David is an independent insurance agent with Rasberry Agency and Mass Mutual, selling fixed insurance and fixed annuity products since 2000 and 1966 respectively, dedicating about a quarter of his time to each. He also manages a timeshare property, spending minimal time on it.
Employment History
Current Registrations
American Global Wealth Management, INC.
American Global Wealth Management, INC.Broker
Cape Investment Advisory, INC.
Previous Registrations
Cape Securities INC.Broker
Hobart Private Capital, LLC
G.F. Investment Services, LLCBroker
Global Financial Private Capital, LLC
Ifg Russell Advisors INC
MML Investors Services, INC.Broker
Walnut Street Securities, INC.Broker
Royal Alliance Associates, INC.Broker
Integrated Resources Equity CorporationBroker
G. R. Phelps & CO., INC.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.