RH
RH
Robert Holland is a registered investment advisor, based in Plano, TX, with 49 years of industry experience.
Location
5700 Granite Parkway, Suite 330, Plano, TX, 75024
Get directionsHistory
Regulatory History (3)
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Customer Dispute
August 2009Denied
Customer Dispute
August 2006Settled
Customer Dispute
October 2002Award / Judgment
Other Business ActivitiesSells Insurance
Robert is an investment advisor through an outside RIA and a director at Tychee Wealth Partners and REH Holland LLC. He also works as an agent for two independent insurance agencies, dedicating minimal time to providing insurance advice.
Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
May 2023 - Present · 3 yrs
Astra Wealth Management Group
May 2023 - Present · 3 yrs
Previous Registrations
Wells Fargo Advisors Financial Network, LLC
May 2019 - May 2023 · 4 yrs
Wells Fargo Advisors Financial Network, LLCBroker
May 2019 - May 2023 · 4 yrs
Wells Fargo Clearing Services, LLCBroker
July 2003 - May 2019 · 15 yrs 10 mos
Wells Fargo Clearing Services, LLC
July 2003 - May 2019 · 15 yrs 10 mos
Prudential Securities Incorporated
August 2000 - July 2003 · 2 yrs 11 mos
Prudential Securities IncorporatedBroker
August 2000 - July 2003 · 2 yrs 11 mos
Painewebber IncorporatedBroker
August 2000 - September 2000 · 1 mo
J.C. Bradford & CO.Broker
July 1998 - August 2000 · 2 yrs 1 mo
Dain Rauscher IncorporatedBroker
March 1998 - July 1998 · 4 mos
Dain Rauscher IncorporatedBroker
January 1998 - March 1998 · 2 mos
Rauscher Pierce Refsnes, INC.Broker
October 1994 - January 1998 · 3 yrs 3 mos
Southwest Securities, INC.Broker
March 1991 - October 1994 · 3 yrs 7 mos
Brokers Transaction Services, INC.Broker
August 1990 - February 1991 · 6 mos
Prime Financial Securities, INC.Broker
November 1989 - October 1990 · 11 mos
Gillespie & Holland, INC.Broker
May 1983 - November 1989 · 6 yrs 6 mos
Paine, Webber, Jackson & Curtis INC.Broker
January 1980 - August 1982 · 2 yrs 7 mos
Paine, Webber, Jackson & Curtis IncorporatedBroker
November 1975 - January 1980 · 4 yrs 2 mos
State Registrations7 states
AZCAILNCOKTXWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.