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Bryan Lister

49 Years of Experience
Troy, MI
1 DisclosureBroker

Bryan Lister is a registered investment advisor at Morgan Stanley, based in Troy, MI, with 49 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

101 West Big Beaver Road, Suite 1200, Troy, MI, 48084

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 1992
Settled
Employment History
Current Registrations
Morgan Stanley
September 2010 - Present · 15 yrs 8 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.Broker
July 1993 - June 2009 · 15 yrs 11 mos
Lehman Brothers INC.Broker
November 1979 - July 1993 · 13 yrs 8 mos
Loeb PartnersBroker
January 1978 - November 1979 · 1 yr 10 mos
Hornblower, Weeks, Noyes & Trask IncorporatedBroker
May 1977 - January 1978 · 8 mos
Hornblower & Weeks - Hemphill, Noyes IncorporatedBroker
October 1976 - May 1977 · 7 mos
State Registrations15 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Bryan Lister - Financial Advisor | TrueAdvisor