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Frederick Behling

49 Years of Experience
Palo Alto, CA
1 DisclosureBroker

Frederick Behling is a registered investment advisor at UBS Financial Services INC., based in Palo Alto, CA, with 49 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

305 Lytton Avenue, Palo Alto, CA, 94301

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History

Regulatory History (1)
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Customer Dispute
August 2001
Settled
Other Business Activities

Frederick is a member of the Iron County MI Museum Endowment Board, advising on the investments of endowment funds since 2011. This activity supports the museum.

Employment History
Current Registrations
UBS Financial Services INC.
July 1997 - Present · 28 yrs 10 mos
UBS Financial Services INC.
July 1985 - Present · 40 yrs 10 mos
UBS Financial Services INC.Broker
July 1985 - Present · 40 yrs 10 mos
Previous Registrations
Dean Witter Reynolds INC.Broker
February 1978 - August 1985 · 7 yrs 6 mos
Dean Witter & CO. IncorporatedBroker
October 1976 - February 1978 · 1 yr 4 mos
State Registrations13 states
AZCACOILMAMIMONEOHORTXWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.