Henry Montag is a CFP-designated registered investment advisor, based in Hauppauge, NY, with 44 years of industry experience. Henry is also registered as a broker, so some compensation may come from commissions on products sold.
Location
200 Parkway Drive South, Suite 200, Hauppauge, NY, 11788
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Henry is a licensed life settlement broker in New York. He is also the principal of The TOLI Center East, an insurance business, spending about half his time on insurance sales. Henry also works as a solicitor for Lebenthal Global Advisors.
Employment History
Current Registrations
Lebenthal Financial Services, INC.
Lebenthal Financial Services, INC.Broker
Lebenthal Global Advisors, LLC
Previous Registrations
Tlg Advisors, INC.
The Leaders Group, INC.Broker
Bristol Financial Services, INCBroker
Hornor, Townsend & Kent, INC.Broker
MML Investors Services, INC.Broker
Cadaret, Grant & CO., INC.Broker
North Ridge Securities CORP.Broker
American Portfolios Financial Services, INC.Broker
Princeton Equity Securities, INC.Broker
MML Investors Services, INC.Broker
Integrated Resources Equity CorporationBroker
G. R. Phelps & CO., INC.Broker
Capital Analysts, IncorporatedBroker
Cg Equity Sales CompanyBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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