RR
RR
Robert Raab is a registered investment advisor at Nfsg Corporation, based in Boca Raton, FL, with 44 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 3,096 clients with $1.1B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
73 advisors
Number of Clients
3,096 clients
Average Client Portfolio
$350K average
Assets Under Management
$1.1B
Fee Structure
Minimum Investment:$25K
Minimum Annual Fee:$250
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Fee is up to 2%.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Loading...
Location
1200 North Federal Highway, Suite 400, Boca Raton, FL, 33432
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 1994Settled
Employment History
Current Registrations
Nfsg Corporation
March 2007 - Present · 19 yrs 2 mos
Newbridge Securities CorporationBroker
September 2006 - Present · 19 yrs 8 mos
Previous Registrations
Wachovia Securities, LLC
July 2003 - September 2006 · 3 yrs 2 mos
Wachovia Securities, LLCBroker
July 2003 - September 2006 · 3 yrs 2 mos
Prudential Securities Incorporated
October 2000 - July 2003 · 2 yrs 9 mos
Prudential Securities IncorporatedBroker
October 2000 - July 2003 · 2 yrs 9 mos
Painewebber IncorporatedBroker
August 1981 - October 2000 · 19 yrs 2 mos
State Registrations17 states
AZCACOCTFLGAINMAMDMNNCNJNYOHPAVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.