Daryl Woodring
Daryl Woodring is a registered investment advisor at Janney Montgomery Scott LLC, based in Allentown, PA, with 49 years of industry experience. Daryl is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Charitable Giving, Education Planning, Estate Planning, and 6 more. Their firm serves 243,808 clients with $110B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.00% |
| $500K - $1.0M | 2.00% |
| $1.0M - $2.0M | 2.00% |
| $2.0M - $5.0M | 2.00% |
| $5.0M - $10.0M | 2.00% |
| $10.0M - $25.0M | 2.00% |
| $25M+ | 2.00% |
Fees represent maximum financial advisor fees; additional third-party manager sub-advisory fees may apply depending on the program. All fees are negotiable.
Fee Estimator
Location
1390 Ridgeview Drive, Suite 101, Allentown, PA, 18104-9066
Get directionsHistory
Regulatory History (3)
Customer Dispute
April 2009Judgment / Lien
January 2006Customer Dispute
June 2000Other Business Activities
Daryl works as a high school football and basketball referee, officiating about 35-40 games per year. This activity requires minimal time.
Employment History
Current Registrations
Janney Montgomery Scott LLC
Janney Montgomery Scott LLCBroker
Previous Registrations
UBS Painewebber INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith, INC.Broker
State Registrations25 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Jonathan Swavely, CFPJanney Montgomery Scott LLC
- John Olson, CFPJanney Montgomery Scott LLC
- Gregory Russo, ChFC
- Thomas Sylvester, CFPChoreo, LLC
- Camerone Giancaterino, CFPChoreo, LLC
- William Smith, CFA