Eugene Smith
Eugene Smith is a registered investment advisor at Oppenheimer & CO. INC., based in Winston-Salem, NC, with 49 years of industry experience. Eugene is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 39,036 clients with $37B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
Maximum asset-based fees are up to 2.5% for the FAM program and up to 2.25% for the Preference program. Fees vary by program and are negotiable.
Fee Estimator
Location
380 Knollwood Street, Suite 300, Winston-Salem, NC, 27103
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
October 2014Other Business Activities
Eugene serves as a trustee for his daughters' accounts at Oppenheimer, spending minimal time on this activity. He is also a board member of the NC Tennis Foundation, dedicating minimal time and effort to supporting tennis programs in the state.
Employment History
Current Registrations
Oppenheimer & CO. INC.
Oppenheimer & CO. INC.Broker
Previous Registrations
Wells Fargo Advisors, LLCBroker
Wells Fargo Advisors, LLC
UBS Financial Services INC.Broker
UBS Financial Services INC.
Morgan Stanley
Morgan StanleyBroker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
State Registrations27 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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