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Nelson Kelly

Oppenheimer & CO. INC.
37 Years of Experience
Winston-Salem, NC
1 DisclosureBroker
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Nelson Kelly is a registered investment advisor at Oppenheimer & CO. INC., based in Winston-Salem, NC, with 37 years of industry experience. Their practice areas include Financial Planning & Coaching, High Net Worth, Retirement Planning. Their firm serves 37,605 clients with $32B in assets under management.

Oppenheimer & CO. INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1135 advisors
Number of Clients
37,605 clients
Average Client Portfolio
$862K average
Assets Under Management
$32.4B

Fee Structure

Minimum Investment:$10K
Minimum Annual Fee:$250

Oppenheimer offers several investment management programs with different fee structures:

  • Fahnestock Asset Management (FAM): Fees up to 2.5% of your portfolio. Commissions are also charged on certain FAM accounts.
  • Alpha: Clients pay brokerage commissions and ticket/handling charges on securities transactions.
  • Preference: Fees up to 2.25% of your portfolio. Additional charges may apply based on trading activity.

Minimum account sizes vary depending on the program and the types of investments included in the account. The minimum annual fee for FAM and Preference accounts is $250, but this is waived if the account is at least $50,000 or household advisory accounts are at least $250,000.

View Full SEC Brochure

Location

380 Knollwood Street, Suite 300, Winston-Salem, NC, 27103

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History

Regulatory History (1)
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Criminal
May 1983
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Nelson owns a rental property since 2018, requiring minimal time. He is also the Vice President of the High Meadows Country Club Men's Golf Association, dedicating a few hours per week to arranging schedules and activities.

Employment History
Current Registrations
Oppenheimer & CO. INC.Broker
July 2017 - Present · 8 yrs 10 mos
Oppenheimer & CO. INC.
July 2017 - Present · 8 yrs 10 mos
Previous Registrations
Suntrust Advisory Services, INC.
August 2016 - July 2017 · 11 mos
Suntrust Investment Services, INC.Broker
April 2012 - July 2017 · 5 yrs 3 mos
Suntrust Investment Services, INC.
March 2012 - December 2016 · 4 yrs 9 mos
First Citizens Investor Services, INC.Broker
August 2011 - February 2012 · 6 mos
First Citizens Investor Services, INC.
August 2011 - February 2012 · 6 mos
Winthrop Capital Management
April 2011 - July 2011 · 3 mos
Purshe Kaplan Sterling InvestmentsBroker
December 2010 - July 2011 · 7 mos
Family Office Group LLC
November 2010 - April 2011 · 5 mos
Wells Fargo Advisors, LLCBroker
September 2003 - November 2010 · 7 yrs 2 mos
Wells Fargo Advisors, LLC
September 2003 - November 2010 · 7 yrs 2 mos
Suntrust Securities, INC.
June 2003 - September 2003 · 3 mos
Suntrust Securities, INC.Broker
June 2003 - September 2003 · 3 mos
Scott & Stringfellow, INC.
December 2001 - May 2003 · 1 yr 5 mos
Scott & Stringfellow, INC.Broker
June 2000 - May 2003 · 2 yrs 11 mos
First Union Brokerage Services, INC.Broker
May 1993 - June 2000 · 7 yrs 1 mo
Washington Square Securities, INC.Broker
May 1989 - June 1993 · 4 yrs 1 mo
Aetna Life Insurance and Annuity CompanyBroker
April 1988 - December 1990 · 2 yrs 8 mos
State Registrations19 states
AZCACTFLGAMDMEMSNCNJNYORPASCTNTXVAWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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