TC
TC

Timothy Cornell

48 Years of Experience
Miamisburg, OH
2 DisclosuresBrokerSells Insurance

Timothy Cornell is a registered investment advisor at UBS Financial Services INC., based in Miamisburg, OH, with 48 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

3601 Rigby Road, Suite 500, Miamisburg, OH, 45342

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 1989
Settled
Customer Dispute
August 1988
Settled
Other Business ActivitiesSells Insurance

Timothy teaches a financial strategies class, dedicating minimal time. He also acts as a trustee for a life insurance trust since 2017.

Employment History
Current Registrations
UBS Financial Services INC.
August 2000 - Present · 25 yrs 9 mos
UBS Financial Services INC.
August 2000 - Present · 25 yrs 9 mos
UBS Financial Services INC.Broker
August 2000 - Present · 25 yrs 9 mos
Previous Registrations
J.C. Bradford & CO.Broker
August 1992 - August 2000 · 8 yrs
Shearson Lehman Hutton INC.Broker
February 1988 - March 1988 · 1 mo
Painewebber IncorporatedBroker
January 1988 - August 1992 · 4 yrs 7 mos
E. F. Hutton & Company INCBroker
July 1980 - February 1988 · 7 yrs 7 mos
John Hancock Mutual Life Insurance CompanyBroker
May 1977 - August 1982 · 5 yrs 3 mos
John Hancock Distributors, INC.Broker
May 1977 - August 1982 · 5 yrs 3 mos
State Registrations27 states
ALAZCACOFLGAILINKYMAMDMEMIMOMSNCNENMNYOHPASCSDTNTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Timothy Cornell - Financial Advisor | TrueAdvisor