Derek Vance
Derek Vance is a registered investment advisor at UBS Financial Services INC., based in Miamisburg, OH, with 19 years of industry experience. Derek is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
Location
3601 Rigby Road, Suite 500, Miamisburg, OH, 45342
Get directionsHistory
Regulatory History (1)
Customer Dispute
March 2020Other Business Activities
Derek is involved with Vance's Gaited Acres, LLC, a privately held company, since 2016. This activity is not investment-related.
Employment History
Current Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Previous Registrations
Thrivent Investment Management INC.
Thrivent Investment Management INC.Broker
Key Investment Services LLCBroker
Key Investment Services LLC
Allstate Financial Advisors, LLC
Allstate Financial Services, LLCBroker
Fifth Third Securities, INC.
Fifth Third Securities, INC.Broker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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