JT
JT

J Thompson

49 Years of Experience
Washington, DC
1 DisclosureBroker

J Thompson is a registered investment advisor at Morgan Stanley, based in Washington, DC, with 49 years of industry experience. J is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23172 advisors
Number of Clients
2,703,720 clients
Average Client Portfolio
$726K average
Assets Under Management
$1961.9B

Fee Structure

Investment management only (planning not offered)

Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.

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Location

1775 I Street, North West, Suite 200, Washington, DC, 20006

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 1991
Award / Judgment
Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 17 yrs 4 mos
Morgan Stanley
June 2009 - Present · 17 yrs 4 mos
Previous Registrations
Citigroup Global Markets INC.
October 2008 - June 2009 · 8 mos
Citigroup Global Markets INC.Broker
October 2008 - June 2009 · 8 mos
UBS Financial Services INC.
February 1994 - October 2008 · 14 yrs 8 mos
UBS Financial Services INC.Broker
May 1993 - October 2008 · 15 yrs 5 mos
Lehman Brothers INC.Broker
May 1988 - May 1993 · 5 yrs
E. F. Hutton & Company INCBroker
April 1980 - May 1988 · 8 yrs 1 mo
Smith Barney, Harris Upham & CO., IncorporatedBroker
May 1979 - May 1980 · 1 yr
Blyth Eastman Dillon & CO. IncorporatedBroker
June 1977 - June 1979 · 2 yrs
State Registrations47 states
ALAZCACOCTDCDEFLGAIAIDILINKYLAMAMDMEMIMNMOMSNCNDNENHNJNMNVNYOHOKORPAPRRISCTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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