J Thompson is a registered investment advisor at Morgan Stanley, based in Washington, DC, with 48 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1775 I Street, North West, Suite 200, Washington, DC, 20006
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Regulatory History (1)
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Customer Dispute
April 1991Award / Judgment
Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
October 2008 - June 2009 · 8 mos
Citigroup Global Markets INC.Broker
October 2008 - June 2009 · 8 mos
UBS Financial Services INC.
February 1994 - October 2008 · 14 yrs 8 mos
UBS Financial Services INC.Broker
May 1993 - October 2008 · 15 yrs 5 mos
Lehman Brothers INC.Broker
May 1988 - May 1993 · 5 yrs
E. F. Hutton & Company INCBroker
April 1980 - May 1988 · 8 yrs 1 mo
Smith Barney, Harris Upham & CO., IncorporatedBroker
May 1979 - May 1980 · 1 yr
Blyth Eastman Dillon & CO. IncorporatedBroker
June 1977 - June 1979 · 2 yrs
State Registrations46 states
ALAZCACOCTDCDEFLGAIAIDILINKYLAMAMDMEMIMNMOMSNCNDNENHNJNVNYOHOKORPAPRRISCTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.