RS
RS
Robert Searle is a registered investment advisor at Searle & CO., based in Greenwich, CT, with 48 years of industry experience. Their practice areas include Investment Management. Their firm serves 127 clients with $630M in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)
Firm Size
8 advisors
Number of Clients
127 clients
Average Client Portfolio
$5.0M average
Assets Under Management
$629.9M
Fee Structure
Planning is included in investment management
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
The management fee is negotiable, depending on individual client circumstances, and it will not exceed a maximum of 2.0% annually.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Loading...
Location
333 Greenwich Ave, Greenwich, CT, 06830
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
July 2011Final
Regulatory
May 2011Final
Other Business Activities
Robert serves as trustee for a private trust, managing assets and making trust-related decisions since September 2024. This requires a few hours per week.
Employment History
Current Registrations
Searle & CO.
November 2002 - Present · 23 yrs 6 mos
Searle & CO.Broker
April 1983 - Present · 43 yrs 1 mo
Previous Registrations
Scs Asset Management, INC
November 2004 - September 2007 · 2 yrs 10 mos
Weston Financial Services LLCBroker
July 2002 - July 2011 · 9 yrs
Shearman, Ralston INC.Broker
July 1977 - April 1983 · 5 yrs 9 mos
State Registrations17 states
ALCACOCTFLGAINMAMOMTNMNYPASCTXVAWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.