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Grant Kuphall

Searle & CO.
45 Years of Experience
Greenwich, CT
5 DisclosuresBroker
View SEC Summary
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Grant Kuphall is a registered investment advisor at Searle & CO., based in Greenwich, CT, with 45 years of industry experience. Grant is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 127 clients with $630M in assets under management.

Searle & CO.
Compensation
Commission-BasedFee-Only (% of Portfolio)
Firm Size
8 advisors
Number of Clients
127 clients
Average Client Portfolio
$5.0M average
Assets Under Management
$629.9M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Fees are negotiable and will not exceed a maximum of 2.0% annually, billed quarterly in arrears based on the average month-end balance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

333 Greenwich Ave, Greenwich, CT, 06830

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
January 2026
Judgment / Lien
September 2022
Judgment / Lien
February 2020
Judgment / Lien
September 2018
Judgment / Lien
October 2017
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Searle & CO.
February 2003 - Present · 23 yrs 8 mos
Searle & CO.Broker
November 2001 - Present · 24 yrs 11 mos
Searle & CO.
November 2001 - Present · 24 yrs 11 mos
Previous Registrations
The Advisors Group, INC.Broker
December 2000 - December 2001 · 1 yr
Hutchinson, Shockey, Erley & CO.Broker
May 1995 - January 1999 · 3 yrs 8 mos
Morgan Stanley Market Products INC.Broker
December 1987 - January 1995 · 7 yrs 1 mo
Morgan Stanley & CO., IncorporatedBroker
November 1987 - April 1995 · 7 yrs 5 mos
Salomon Brothers INC.Broker
November 1978 - November 1987 · 9 yrs
State Registrations6 states
CACOCTILNYTN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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