DJ
DJ
David Jennings is a registered investment advisor at Morgan Stanley, based in Dallas, TX, with 48 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
8383 Preston Center Plaza, Suite 400, Dallas, TX, 75225
Get directionsHistory
Regulatory History (2)
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Customer Dispute
April 2009Denied
Customer Dispute
January 1985Settled
Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 17 yrs 1 mo
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Citigroup Global Markets INC.
July 1993 - June 2009 · 15 yrs 11 mos
Citigroup Global Markets INC.Broker
July 1993 - June 2009 · 15 yrs 11 mos
Lehman Brothers INC.Broker
July 1979 - July 1993 · 14 yrs
Loeb PartnersBroker
January 1978 - July 1979 · 1 yr 6 mos
Loeb Rhoades & CO. INC.Broker
July 1977 - January 1978 · 6 mos
State Registrations25 states
ALAZCACOCTFLGAIDILLAMAMIMNMSNCNMNVNYOKORSCTNTXVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.