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Steven Coleman

25 Years of Experience
Chicago, IL
Broker

Steven Coleman is a registered investment advisor at Rockefeller Capital Management, based in Chicago, IL, with 25 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 5,636 clients with $33B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
338 advisors
Number of Clients
5,636 clients
Average Client Portfolio
$5.8M average
Assets Under Management
$32.6B

Fee Structure

Investment management only (planning not offered)

RAM's fees for separately managed accounts typically range from 0.50% to 1.5% annually for equity strategies and from 0.10% to 0.75% annually for fixed income strategies, depending on the investment strategy and the amount invested. Some fixed income strategies are available at no fee to private wealth clients through a wrap fee program. The standard fee for the Long/Short Equity Strategy is 1.5% annually plus a 20% performance fee. The standard fee for the FinTech Venture Capital strategy is 2.0% annually plus a 20% carried interest. The standard fee for its Growth Equity strategy is a 2.0% annual investment advisory fee (with the fee rate stepping down after the investment period) and a 20% carried interest, subject to a preferred return.

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Location

222 West Adams, Suite 2450, Chicago, IL, 60606

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Steven is the managing member of CB Investments LLC, a family LLC for estate planning, dedicating minimal time. He is also a board member of Westbury of Kildeer Homeowners Association, spending a few hours per week on community maintenance and approvals.

Employment History
Current Registrations
Rockefeller Financial LLCBroker
April 2025 - Present · 1 yr 3 mos
Rockefeller Capital Management
April 2025 - Present · 1 yr 3 mos
Rockefeller Capital Management
April 2025 - Present · 1 yr 3 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2014 - April 2025 · 10 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2014 - April 2025 · 10 yrs 6 mos
UBS Financial Services INC.
November 2003 - October 2014 · 10 yrs 11 mos
UBS Financial Services INC.Broker
November 2003 - October 2014 · 10 yrs 11 mos
Oppenheimer Asset Management INC.
April 2003 - November 2003 · 7 mos
Oppenheimer & CO. INC.Broker
January 2003 - November 2003 · 10 mos
Fahnestock Asset Management
January 2003 - April 2003 · 3 mos
Cibc World Markets CORP.Broker
February 2001 - January 2003 · 1 yr 11 mos
Cibc World Markets CORP.
December 2000 - January 2003 · 2 yrs 1 mo
State Registrations27 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.