MG
MG
Michael Grace is a registered investment advisor at Morgan Stanley, based in Marietta, GA, with 48 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
Marietta, GA
Get directionsHistory
Regulatory History (2)
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Customer Dispute
October 2004Award / Judgment
Regulatory
August 2003Final
Employment History
Current Registrations
Morgan Stanley
January 2024 - Present · 2 yrs 6 mos
Morgan Stanley
January 2024 - Present · 2 yrs 6 mos
Morgan StanleyBroker
January 2024 - Present · 2 yrs 6 mos
Previous Registrations
UBS Financial Services INC.
June 2012 - February 2024 · 11 yrs 8 mos
UBS Financial Services INC.Broker
June 2012 - February 2024 · 11 yrs 8 mos
Morgan Stanley Smith BarneyBroker
June 2009 - July 2012 · 3 yrs 1 mo
Morgan Stanley Smith Barney LLC
June 2009 - July 2012 · 3 yrs 1 mo
Morgan Stanley & CO. Incorporated
May 2008 - June 2009 · 1 yr 1 mo
Morgan Stanley & CO. IncorporatedBroker
May 2008 - June 2009 · 1 yr 1 mo
Citigroup Global Markets INC.
June 1997 - June 2008 · 11 yrs
Citigroup Global Markets INC.Broker
June 1983 - June 2008 · 25 yrs
Kidder, Peabody & CO. IncorporatedBroker
July 1979 - June 1983 · 3 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1978 - July 1979 · 10 mos
Merrill Lynch, Pierce, Fenner & Smith, INC.Broker
September 1977 - September 1978 · 1 yr
State Registrations31 states
ALCACODCDEFLGAIAILINLAMAMDMEMNMOMSNCNVNYOHOKORPASCTNTXUTVAWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.