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AC
AC
Allen Cohen
Vanderbilt Advisory Services
46 Years of Experience
5 Disclosures
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Retirement Planning
Estate Planning
Tax Planning
High Net Worth
Vanderbilt Advisory Services
Compensation
Fee-Only (AUM)
Fixed/Hourly
Firm Size
155 advisors
Number of Clients
6,466 clients
Average Client Portfolio
$251K average
Assets Under Management
$1.6B
Fee Structure
Investment Management
Planning
Minimum Annual Fee:
$90
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Location
468 South Pearl Street, Suite B, Canandaigua, NY, 14424
Get directions
History
Regulatory History (5)
What are disclosures?
Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations.
Learn how to evaluate them
.
Employment Separation After Allegations
March 2025
Customer Dispute
February 1999
Closed-No Action
Customer Dispute
October 1998
Pending
Customer Dispute
October 1998
Settled
Customer Dispute
March 1993
Settled
View Full SEC Report
How to Read Disclosures
Employment History
Current Registrations
Vanderbilt Advisory Services
March 2025 - Present · 11 mos
Vanderbilt Securities, LLC
Broker
March 2025 - Present · 11 mos
Previous Registrations
LPL Financial LLC
September 2011 - March 2025 · 13 yrs 6 mos
LPL Financial LLC
Broker
September 2011 - March 2025 · 13 yrs 6 mos
RBC Capital Markets Corporation
February 2006 - June 2010 · 4 yrs 4 mos
RBC Capital Markets Corporation
Broker
June 2005 - June 2010 · 5 yrs
Citigroup Global Markets INC.
Broker
July 1998 - July 2005 · 7 yrs
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Broker
January 1990 - June 1998 · 8 yrs 5 mos
Essex Capital Markets, INC.
Broker
October 1989 - January 1990 · 3 mos
Dean Witter Reynolds INC.
Broker
December 1983 - October 1989 · 5 yrs 10 mos
Prudential-Bache Securities INC.
Broker
March 1978 - January 1984 · 5 yrs 10 mos
State Registrations
3 states
FL
NY
PA
Advisor
Broker
Both
Exams
No exam information available for this advisor.
Allen Cohen - Financial Advisor | TrueAdvisor