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Michael Metts is a registered investment advisor at Morgan Stanley, based in Scottsdale, AZ, with 47 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
14850 North Scottsdale Road, Suite 600, Scottsdale, AZ, 85254
Get directionsHistory
Regulatory History (3)
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Employment Separation After Allegations
April 1996Employment Separation After Allegations
August 1995Customer Dispute
May 1987Award / Judgment
Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 17 yrs 1 mo
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
September 2006 - April 2007 · 7 mos
Morgan Stanley Dw INC.Broker
July 2001 - April 2007 · 5 yrs 9 mos
Stifel, Nicolaus & Company, IncorporatedBroker
May 1996 - April 2001 · 4 yrs 11 mos
A. G. Edwards & Sons, INC.Broker
September 1995 - April 1996 · 7 mos
Smith Barney INC.Broker
July 1993 - August 1995 · 2 yrs 1 mo
Lehman Brothers INC.Broker
March 1982 - July 1993 · 11 yrs 4 mos
A. G. Becker IncorporatedBroker
February 1981 - March 1982 · 1 yr 1 mo
Smith Barney, Harris Upham & CO., IncorporatedBroker
April 1978 - February 1981 · 2 yrs 10 mos
State Registrations23 states
AZCACOCTFLGAHIILINLAMIMNNCNHNJNMNVNYORTXUTVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.