RG
RG
Richard Goldstein
47 Years of Experience
Livermore, CA
5 DisclosuresBrokerSells Insurance
Richard Goldstein is a registered investment advisor, based in Livermore, CA, with 47 years of industry experience.
Location
2300 First Street, #336, Livermore, CA, 94550
Get directionsHistory
Regulatory History (5)
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Customer Dispute
June 2016Settled
Customer Dispute
June 1999Settled
Customer Dispute
February 1999Settled
Customer Dispute
June 1997Award / Judgment
Customer Dispute
November 1994Settled
Other Business ActivitiesSells Insurance
Richard is an insurance agent with B. Riley Wealth Insurance Corporation, dedicating minimal time to sales and marketing. He is also involved with the Rotarian Foundation of Livermore, the Rotary Club of Livermore Valley, Sierra View Pistachio Farms, and Ambassadors of Compassion.
Employment History
Current Registrations
B. Riley Wealth ManagementBroker
July 2022 - Present · 4 yrs
B. Riley Wealth Advisors, INC.
May 2012 - Present · 14 yrs 2 mos
Previous Registrations
Legend Merchant Group, INC.
October 2014 - March 2017 · 2 yrs 5 mos
National Securities CorporationBroker
April 2012 - July 2022 · 10 yrs 3 mos
International Assets Advisory, LLCBroker
April 2012 - April 2012 · 0 mos
International Assets Investment Management, LLC
April 2012 - April 2012 · 0 mos
Legend Merchant Group, INC.Broker
July 2011 - May 2012 · 10 mos
Legend Merchant Group, INC.
July 2011 - May 2012 · 10 mos
Anderson & Strudwick, Incorporated
September 2010 - August 2011 · 11 mos
Anderson & Strudwick, IncorporatedBroker
July 2010 - August 2011 · 1 yr 1 mo
Jesup & Lamont Securities CORPBroker
July 2009 - July 2010 · 1 yr
Jesup & Lamont Securities CORP.
July 2009 - July 2010 · 1 yr
Global Crown Capital, LLCBroker
March 2007 - August 2009 · 2 yrs 5 mos
Moors & Cabot INC
October 2006 - August 2007 · 10 mos
Moors & Cabot, INC.Broker
June 2003 - April 2007 · 3 yrs 10 mos
Trautman Wasserman & Company, INC.Broker
February 2001 - June 2003 · 2 yrs 4 mos
Sutro & CO. IncorporatedBroker
August 1997 - February 2001 · 3 yrs 6 mos
Smith Barney INC.Broker
May 1991 - August 1997 · 6 yrs 3 mos
Bear, Stearns & CO. INC.Broker
July 1982 - May 1991 · 8 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 1978 - July 1982 · 3 yrs 9 mos
Dean Witter Reynolds INC.Broker
May 1978 - October 1978 · 5 mos
State Registrations23 states
AZCACOFLGAIDILKSMIMNNJNVNYORPARISCTXUTVAWAWIWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.