Vaughn Woods
Vaughn Woods is a CFP-designated registered investment advisor at Bolton Global Asset Management, based in Bolton, MA, with 40 years of industry experience. Their practice areas include Business Owners, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 6,977 clients with $7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
BGAM offers investment management services where fees are negotiable between you and your advisor. The maximum fee is 2.5% of your portfolio value. Fees are typically billed quarterly, deducted directly from your account. BGAM may also assess a fee to cover ticket or transactional fees they are assessed because of a trade in your account.
Location
579 Main Street, Bolton, MA, 01740
Get directionsHistory
Regulatory History (5)
Customer Dispute
May 2003Regulatory
October 2002Customer Dispute
August 2002Customer Dispute
October 2001Regulatory
December 1996Other Business ActivitiesSells Insurance
Vaughn is an Investment Advisor Representative of Bolton Global Asset Management and owner/president of Vaughn Woods Financial Group, Inc., spending minimal time on management duties. He is also licensed to sell fixed insurance products, dedicating minimal time to this activity.
Employment History
Current Registrations
Bolton Global Asset Management
Bolton Global Capital
Bolton Global CapitalBroker
Previous Registrations
Delta Global Asset Management
Aig Financial Advisors, INC.Broker
Aig Financial Advisors, INC.
Spelman & CO., INC.Broker
Sentra Securities CorporationBroker
Spelman & CO INC
Sentra Securities CorporationBroker
Dean Witter Reynolds INC.Broker
Titan Capital CorporationBroker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.