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Robert Courter

Cambridge Investment Research Advisors, INC.
48 Years of Experience
Glendale, AZ
2 DisclosuresBrokerSells Insurance
View SEC Summary
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Robert Courter is a registered investment advisor at Cambridge Investment Research Advisors, INC., based in Glendale, AZ, with 48 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 6 more. Their firm serves 361,213 clients with $140B in assets under management.

Cambridge Investment Research Advisors, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3940 advisors
Number of Clients
361,213 clients
Average Client Portfolio
$384K average
Assets Under Management
$138.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum allowable advisory fee is 2.25% annually across platforms. Actual fees are negotiable and set by your financial professional based on account size, complexity, and specific program selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

17505 N. 79th Avenue, Ste. 305A, Glendale, AZ, 85308

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2012
Settled
Customer Dispute
October 1992
Award / Judgment
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Robert works as an advisory representative of a registered investment advisor (RIA), spending nearly full-time on this activity, including trading. He is also an insurance agent, dedicating minimal time to this role, and operates under the trade name Arrowhead Financial Services.

Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
March 2022 - Present · 4 yrs 7 mos
Cambridge Investment Research, INC.
March 2022 - Present · 4 yrs 7 mos
Cambridge Investment Research, INC.Broker
March 2022 - Present · 4 yrs 7 mos
Previous Registrations
First Financial Equity CorporationBroker
March 2012 - April 2022 · 10 yrs 1 mo
First Financial Equity Corporation
March 2012 - April 2022 · 10 yrs 1 mo
Wedbush Securities INC.
September 2006 - March 2012 · 5 yrs 6 mos
Wedbush Securities INC.Broker
August 1981 - March 2012 · 30 yrs 7 mos
Paine, Webber, Jackson & Curtis INC.Broker
January 1980 - September 1981 · 1 yr 8 mos
Paine, Webber, Jackson & Curtis IncorporatedBroker
July 1978 - January 1980 · 1 yr 6 mos
State Registrations6 states
AZDENCNJNVWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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