Brian Rall
Brian Rall is a registered investment advisor at Strategic Retirement Partners, LLC, based in Seattle, WA, with 30 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 7 clients with $4.6M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Fee is negotiable. Minimum account size is $100,000, but may be waived at the firm's discretion.
Fee Estimator
Location
Seattle, WA
Get directionsHistory
Regulatory History (4)
Customer Dispute
October 2001Customer Dispute
May 1999Customer Dispute
February 1989Customer Dispute
July 1984Other Business Activities
Brian is a director at C.S. Lewis Institute-Seattle, a Christian education non-profit, since 2022. He spends about 10-20% of his time recruiting, speaking, and organizing events, with minimal time spent during trading hours.
Employment History
Current Registrations
Strategic Retirement Partners, LLC
Previous Registrations
First Montauk Securities CORP.
First Montauk Securities CORP.Broker
Cibc World Markets CORP.Broker
Dain Bosworth IncorporatedBroker
Oppenheimer & CO., INC.Broker
Charter Investment Group, INC.Broker
Hammerbeck and Company, INC.Broker
Foster & Marshall INC.Broker
Black & Company, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.