Steven Booren
Steven Booren is a registered investment advisor at LPL Financial LLC, based in Greenwood Village, CO, with 47 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
8400 E Prentice Ave. Ste #1125, Greenwood Village, CO, 80111
Get directionsHistory
Regulatory History (2)
Customer Dispute
August 1994Customer Dispute
May 1990Other Business Activities
Steven operates Prosperion Financial Advisors and Prosperion Partners, LLC, both DBAs for his LPL business. He also has several passive real estate investments and authored a book on intelligent investing, dedicating minimal time to these activities.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Prosperion Financial Advisors
Capital Consulting
Smith Barney INC.Broker
Lehman Brothers INC.Broker
E. F. Hutton & Company INCBroker
State Registrations47 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.