Kevin Schneider
Kevin Schneider is a registered investment advisor at Berthel Fisher & Company Financial Services, INC., based in Stockton, CA, with 46 years of industry experience. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 2,942 clients with $800M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Berthel Fisher offers asset management services through various platforms. Fees are based on the amount of assets managed and are negotiable, with a maximum of 2.5% annually. Fees may be charged in advance or arrears, monthly or quarterly. Clients may incur additional charges from third parties, such as mutual fund expenses and IRA fees. Berthel Fisher prohibits purchases of 12b-1 fee-paying share classes in managed accounts. Clients should discuss the costs and benefits of each platform with their advisor to select the most suitable option.
Location
3439 Brookside Road, Suite 211, Stockton, CA, 95219
Get directionsHistory
Regulatory History (2)
Customer Dispute
October 2025Employment Separation After Allegations
October 2016Other Business ActivitiesSells Insurance
Kevin is a registered representative at Schneider Asset Management, LLC, and also sells insurance through them, dedicating a few hours per week to each. He manages a rental property and supervises his mother's trust, requiring minimal time, and is a member of the San Joaquin Estate Planning Council, also requiring minimal time.
Employment History
Current Registrations
Berthel, Fisher & Company Financial Services, INC.Broker
Bfc Planning, INC.
Previous Registrations
FsicBroker
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
Prudential Securities Incorporated
Prudential Securities IncorporatedBroker
Dean Witter Reynolds INC.Broker
Paine, Webber, Jackson & Curtis INC.Broker
Paine, Webber, Jackson & Curtis IncorporatedBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.