Nicholas Boccella
Nicholas Boccella is a registered investment advisor at Wells Fargo Advisors, based in Chatham, NJ, with 48 years of industry experience. Nicholas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 466,575 clients with $250B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
70 Main St, Chatham, NJ, 07928
Get directionsHistory
Regulatory History (6)
Customer Dispute
August 1992Customer Dispute
June 1992Customer Dispute
April 1992Customer Dispute
February 1992Customer Dispute
December 1991Regulatory
February 1989Other Business Activities
Nicholas is the treasurer of Fisherman Dunes Property Owners Association, spending minimal time attending meetings and managing the association's checking account. He also has ownership stakes in Marquis Wealth Advisors LLC and Hart-Hamp Inc, dedicating full-time hours to these ventures.
Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
Wells Fargo Advisors
Previous Registrations
Morgan Stanley Smith BarneyBroker
Morgan Stanley Smith Barney LLC
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Lehman Brothers INC.Broker
E. F. Hutton & Company INCBroker
Dean Witter Reynolds INC.Broker
State Registrations35 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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