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Carl Stuart
47 Years of Experience
Austin, TX
1 Disclosure
Carl Stuart is a registered investment advisor at Stuart Investment Advisors, INC., based in Austin, TX, with 47 years of industry experience. Carl operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 524 clients with $520M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
2 advisors
Number of Clients
524 clients
Average Client Portfolio
$983K average
Assets Under Management
$515.2M
Fee Structure
Minimum Investment:$250K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.50% |
| $250K - $1.0M | 1.00% |
| $1M+ | 0.75% |
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
623 W 38th Street, Suite 110, Austin, TX, 78705-1212
Get directionsHistory
Regulatory History (1)
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Customer Dispute
January 2009Denied
Employment History
Current Registrations
Stuart Investment Advisors, INC.
February 1998 - Present · 28 yrs 3 mos
Previous Registrations
Raymond James Financial Services, INC.Broker
December 1997 - July 2020 · 22 yrs 7 mos
Rauscher Pierce Refsnes, INC.Broker
October 1989 - December 1997 · 8 yrs 2 mos
Kidder, Peabody & CO. IncorporatedBroker
November 1984 - October 1989 · 4 yrs 11 mos
Rotan Mosle INC.Broker
January 1979 - November 1984 · 5 yrs 10 mos
State Registrations1 state
TX
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.