Oscar Flores
Oscar Flores is a registered investment advisor at Monex Asset Management, INC., based in San Antonio, TX, with 47 years of industry experience. Oscar operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 547 clients with $560M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Monex Asset Management's fees generally range from 0.25% to 2.00% of the value of your portfolio per year, depending on the size of the portfolio, services requested, and portfolio assets. In addition, there is an annual maintenance fee from $180.00 to $200.00 per account. Fees are paid quarterly. Employee-related accounts may have lower fees.
Location
18756 Stone Oak Parkway, San Antonio, TX, 78258
Get directionsHistory
Regulatory History (3)
Customer Dispute
January 2002Customer Dispute
May 2001Employment Separation After Allegations
May 1998Other Business ActivitiesSells Insurance
Oscar works as an investment adviser and insurance broker/analyst at Monex Asset Management, Inc. since 2015. He dedicates about a quarter of his time to selling insurance products and managing client portfolios.
Employment History
Current Registrations
Monex Asset Management, INC.
Monex Securities, INC.Broker
Previous Registrations
Monex Asset Management, INC.
Southwest Securities, INC.Broker
Southwest Securities, INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Citigroup Global Markets INC.Broker
Citigroup Global Markets INC.
Painewebber IncorporatedBroker
Investment Professionals, INC.Broker
Prudential Securities IncorporatedBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.