CP
CP

Craig Parker

46 Years of Experience
Roseville, CA
2 DisclosuresBroker

Craig Parker is a registered investment advisor at Ameriprise Financial Services, LLC, based in Roseville, CA, with 46 years of industry experience. Craig operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

1420 Rocky Ridge Dr, Ste 200, Roseville, CA, 95661

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2004
Pending
Customer Dispute
June 2003
Pending
Employment History
Current Registrations
Ameriprise Financial Services, LLC
March 2017 - Present · 9 yrs 4 mos
Ameriprise Financial Services, LLCBroker
March 2017 - Present · 9 yrs 4 mos
Ameriprise Financial Services, LLC
March 2017 - Present · 9 yrs 4 mos
Previous Registrations
Morgan StanleyBroker
June 2009 - March 2017 · 7 yrs 9 mos
Morgan Stanley
June 2009 - March 2017 · 7 yrs 9 mos
Citigroup Global Markets INC.
July 1997 - June 2009 · 11 yrs 11 mos
Citigroup Global Markets INC.Broker
March 1995 - June 2009 · 14 yrs 3 mos
Prudential Securities IncorporatedBroker
April 1979 - March 1995 · 15 yrs 11 mos
State Registrations31 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Craig Parker - Financial Advisor | TrueAdvisor