CP
CP

Craig Parker

47 Years of Experience
Roseville, CA
2 DisclosuresBroker

Craig Parker is a registered investment advisor at Ameriprise Financial Services, LLC, based in Roseville, CA, with 47 years of industry experience. Craig is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

1420 Rocky Ridge Dr, Ste 200, Roseville, CA, 95661

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2004
Pending
Customer Dispute
June 2003
Pending
Employment History
Current Registrations
Ameriprise Financial Services, LLCBroker
March 2017 - Present · 9 yrs 7 mos
Ameriprise Financial Services, LLC
March 2017 - Present · 9 yrs 7 mos
Ameriprise Financial Services, LLC
March 2017 - Present · 9 yrs 7 mos
Previous Registrations
Morgan Stanley
June 2009 - March 2017 · 7 yrs 9 mos
Morgan StanleyBroker
June 2009 - March 2017 · 7 yrs 9 mos
Citigroup Global Markets INC.
July 1997 - June 2009 · 11 yrs 11 mos
Citigroup Global Markets INC.Broker
March 1995 - June 2009 · 14 yrs 3 mos
Prudential Securities IncorporatedBroker
April 1979 - March 1995 · 15 yrs 11 mos
State Registrations32 states
ARAZCACOCTFLGAHIIAIDILINKYMAMDMIMOMSMTNCNJNVNYOHORPASCTNTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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