Carl Holliday is a registered investment advisor at Plan Group Financial, INC., based in Oklahoma City, OK, with 46 years of industry experience. Carl operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Financial Planning & Coaching, Investment Management, and 2 more. Their firm serves 1,175 clients with $540M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.00% |
| $250K - $1.0M | 1.75% |
| $1.0M - $5.0M | 1.50% |
| $5M+ | 1.50% |
All fees can be negotiated between Plan Group Financial and client with no fee being greater than the above schedule.
Fee Estimator
Location
1601 NW Expressway, 21st Floor, Oklahoma City, OK, 73118-1426
Get directionsHistory
Regulatory History (1)
Customer Dispute
September 2002Other Business Activities
Carl is an investor and 50% owner of Radian, LLC, a medical spa. He spends about 10-20% of his time on this activity, including about one hour per week during market hours.
Employment History
Current Registrations
Plan Group Financial, INC.
The Baker Group, LP
The Baker Group, LP
The Baker Group, LPBroker
Previous Registrations
Community Bancbrokerage CorporationBroker
The Baker Group, LP
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.