Carl Hayes Holliday

Plan Group Financial, INC.

46 Years of Experience

1 DisclosureBroker

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningTax PlanningEstate PlanningCharitable Giving

Plan Group Financial, INC.

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

12 advisors

Number of Clients

1,175 clients

Average Client Portfolio

$461K average

Assets Under Management

$541.4M

Fee Structure

Minimum Investment:None

AUM-Based Fees (Tiered)

Assets Under Management	Annual Fee
Up to $250K	2.00%
$250K - $1.0M	1.75%
$1.0M - $5.0M	1.50%
$5M+	1.50%

Fees above $5,000,001 are negotiated, using the previous tier's rate as a starting point.

Fee Estimator

Your Portfolio Value

$500K

$0$500K$1M$5M$20M

Estimated Annual Fee

—

Location

1601 NW Expressway, 21st Floor, Oklahoma City, OK, 73118-1426

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History

Regulatory History (1)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

September 2002

Settled

View Full SEC Report How to Read Disclosures

Other Business Activities

Carl is an investor and 50% owner of Radian, LLC, a medical spa. He spends about 10-20% of his time on this activity, including about one hour per week during market hours.