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Carl Holliday

Plan Group Financial, INC.
47 Years of Experience
Oklahoma City, OK
1 DisclosureBroker
View SEC Summary
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Carl Holliday is a registered investment advisor at Plan Group Financial, INC., based in Oklahoma City, OK, with 47 years of industry experience. Carl is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 7 more. Their firm serves 1,221 clients with $690M in assets under management.

Plan Group Financial, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
18 advisors
Number of Clients
1,221 clients
Average Client Portfolio
$565K average
Assets Under Management
$690.3M

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Standard annual fee generally does not exceed 2.00% of assets under management. Actual fees are negotiable and may be lower based on account size, scope, and complexity.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1601 NW Expressway, 21st Floor, Oklahoma City, OK, 73118-1426

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2002
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Carl is an investor and 50% owner of Radian, LLC, a medical spa. He spends about 10-20% of his time on this activity, including about one hour per week during market hours.

Employment History
Current Registrations
Plan Group Financial, INC.
August 2024 - Present · 2 yrs 2 mos
The Baker Group, LP
June 2022 - Present · 4 yrs 4 mos
The Baker Group, LP
April 1979 - Present · 47 yrs 6 mos
The Baker Group, LPBroker
April 1979 - Present · 47 yrs 6 mos
Previous Registrations
Community Bancbrokerage CorporationBroker
March 1989 - December 1990 · 1 yr 9 mos
The Baker Group, LP
February 1983 - November 2017 · 34 yrs 9 mos
State Registrations4 states
GANJOKTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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