Walter Duke
Walter Duke is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Gadsden, AL, with 46 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
224 Broad St, Gadsden, AL, 35901
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Regulatory History (1)
Customer Dispute
June 2004Other Business Activities
Walter is a board member for Shoal Creek Cemetery Assoc. Inc. and a committee member for Holy Comforter Church and School, serving as a liaison between the investment advisor and the board. He also serves on the Turrentine Avenue Architectural review board, dedicating minimal time to each activity.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations36 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.