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Stuart Singer

Janney Montgomery Scott LLC
47 Years of Experience
Charlotte, NC
3 DisclosuresBroker
View SEC Summary
View SEC Summary

Stuart Singer is a registered investment advisor at Janney Montgomery Scott LLC, based in Charlotte, NC, with 47 years of industry experience. Stuart is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Charitable Giving, Education Planning, Estate Planning, and 6 more. Their firm serves 243,808 clients with $110B in assets under management.

Janney Montgomery Scott LLC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1340 advisors
Number of Clients
243,808 clients
Average Client Portfolio
$452K average
Assets Under Management
$110.1B

Fee Structure

Minimum Investment:$5K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K2.00%
$500K - $1.0M2.00%
$1.0M - $2.0M2.00%
$2.0M - $5.0M2.00%
$5.0M - $10.0M2.00%
$10.0M - $25.0M2.00%
$25M+2.00%

Fees represent maximum financial advisor fees; additional third-party manager sub-advisory fees may apply depending on the program. All fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

4064 Colony Road, Two Morrocroft Centre, Suite 450, Charlotte, NC, 28211

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2004
Denied
Customer Dispute
May 2004
Denied
Regulatory
February 1988
Final
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Stuart is a board member of Jewish Family Services of Greater Charlotte, a social work and counseling agency. This investment-related activity requires minimal time and is not compensated.

Employment History
Current Registrations
Janney Montgomery Scott LLC
November 2004 - Present · 21 yrs 11 mos
Janney Montgomery Scott LLCBroker
August 2003 - Present · 23 yrs 2 mos
Previous Registrations
UBS Financial Services INC.Broker
August 2000 - August 2003 · 3 yrs
UBS Financial Services INC.
August 2000 - August 2003 · 3 yrs
J.C. Bradford & CO.Broker
June 1988 - August 2000 · 12 yrs 2 mos
Howard, Weil, Labouisse, Friedrichs INC.Broker
August 1979 - June 1988 · 8 yrs 10 mos
State Registrations37 states
ALAZCACOCTDCDEFLGAHIILINKSKYLAMAMDMEMIMNMSMTNCNHNJNVNYOHOKPASCTNTXVAVirgin IslandsWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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