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Richard Wilson
46 Years of Experience
Louisville, KY
2 DisclosuresBroker
Richard Wilson is a registered investment advisor at Morgan Stanley, based in Louisville, KY, with 46 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
4969 US Highway 42, Suite 1200, Louisville, KY, 40222
Get directionsHistory
Regulatory History (2)
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Customer Dispute
June 2003Settled
Customer Dispute
February 1987Award / Judgment
Employment History
Current Registrations
Morgan Stanley
September 2014 - Present · 11 yrs 8 mos
Morgan StanleyBroker
September 2014 - Present · 11 yrs 8 mos
Previous Registrations
UBS Financial Services INC.
August 2000 - September 2014 · 14 yrs 1 mo
UBS Financial Services INC.Broker
August 2000 - September 2014 · 14 yrs 1 mo
J.C. Bradford & CO.Broker
January 1998 - August 2000 · 2 yrs 7 mos
Prudential Securities IncorporatedBroker
March 1984 - December 1997 · 13 yrs 9 mos
Paine, Webber, Jackson & Curtis INC.Broker
January 1980 - April 1984 · 4 yrs 3 mos
Paine, Webber, Jackson & Curtis IncorporatedBroker
May 1979 - January 1980 · 8 mos
State Registrations32 states
ALAZCACOCTFLGAHIIAIDILINKYMDMEMIMSNCNENHNJNYOHORPARISCTNTXUTVAWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.